Skip to content
GERICLINICS

GeriQBank · Paper III · Q6

Respiratory Failure — Types, Causes and Management

Moderate YieldAsked ×17-mark note
Chapter
Respiratory Medicine
Years asked
Not recorded in the source
Frequency
Set 1× in Paper III (2009–2025)

As set in the university paper

  • Respiratory failure — types, causes and management.

    Paper III · Respiratory Medicine · asked ×1 · 7-mark note · see in paper list

Answer framework

  1. Definition and types — blood-gas definition; types 1 to 4; acute, chronic and acute-on-chronic
  2. Why the elderly are predisposed — structural, physiological, clinical
  3. Clinical features — hypoxaemia; hypercapnia; signs of exhaustion
  4. Investigations — arterial blood gas and A–a gradient; supporting tests
  5. Management — treat the cause; controlled oxygen; NIV; high-flow nasal oxygen; invasive ventilation; adjuncts; chronic failure
  6. Ethical and geriatric dimension — ceiling of care; prognosis and palliation
  7. Recent updates — SOHO; ESICM 2023; oxygen targets and oximeter error; awake proning; global ARDS definition

An exam answer plan drawn from the detailed answer below. Use it to attempt the question first.

Detailed answer

Pro · free in beta
Attempt it firstOutline your answer as a 7-mark note before revealing it — definition, causes, evaluation, management and the geriatric angle.Reveal answer

Short revision answer

  • Respiratory failure is inadequate gas exchange: PaO2 <60 mmHg (8 kPa) on air, with or without PaCO2 >50 mmHg (6.7 kPa). Type 1 (hypoxaemic; wide A–a gradient; V/Q mismatch, shunt, diffusion — pneumonia, oedema, ARDS, PE, ILD); Type 2 (hypercapnic; alveolar hypoventilation — COPD, opioids, obesity hypoventilation, neuromuscular disease, kyphoscoliosis, late severe asthma); Type 3 (perioperative atelectasis); Type 4 (shock).
  • Acute failure shows uncompensated acidosis with normal bicarbonate; chronic shows raised bicarbonate and near-normal pH; acute-on-chronic (raised bicarbonate with acidotic pH) is the commonest picture in an older COPD patient.
  • Older people are predisposed: lost recoil, air trapping, kyphosis and a stiff chest wall, weaker diaphragm; rapid shallow breathing and closing volume within tidal breathing; a blunted response to hypoxia and hypercapnia (so decompensation is sudden); poor cough, sarcopenia, malnutrition, sedatives and multimorbidity.
  • Hypoxaemia: dyspnoea, tachypnoea, tachycardia, confusion, cyanosis (needs >5 g/dL reduced haemoglobin — unreliable in anaemia), arrhythmia; chronically polycythaemia and cor pulmonale. Hypercapnia: morning headache, warm peripheries, bounding pulse, flap, papilloedema, drowsiness to coma — in old age delirium may be the only sign. Exhaustion (can't speak in sentences, accessory muscles, paradoxical abdomen, falling RR, falling consciousness) demands escalation.
  • An ABG is mandatory (oximetry misses hypercapnia and errs with poor perfusion, anaemia and dark skin); the A–a gradient separates hypoventilation from V/Q mismatch. Add chest X-ray, ECG, bloods, cultures and targeted tests (CTPA, BNP, echo, spirometry, sleep study, toxicology).
  • Treat the cause. Prescribe oxygen to a target: SpO2 94–98% for most, 88–92% if at risk of hypercapnia (excess oxygen depresses drive and worsens acidosis); prongs 1–6 L/min, mask 6–10, Venturi for controlled FiO2, reservoir mask ≥15 L/min in emergencies.
  • NIV is first-line for acute hypercapnic failure when pH <7.35 with PaCO2 >45 mmHg despite maximal therapy (IPAP 10–16, EPAP 4–6 cmH2O; recheck gases at 1 and 4 hours) — it cuts mortality, intubation and stay; avoid with arrest, facial trauma, vomiting, unprotected airway, instability, undrained pneumothorax or low GCS. HFNO (up to 60 L/min, FiO2 0.21–1.0) is preferred to conventional oxygen and NIV in hypoxaemic failure (ERS 2022) but NIV comes first in hypercapnic COPD; it suits do-not-intubate patients. Invasive ventilation for ARDS: 6 mL/kg PBW, plateau <30 cmH2O, PEEP, proning; permissive hypercapnia with pH above about 7.20.
  • Adjuncts: physiotherapy, careful fluids, nutrition, VTE prophylaxis, anaemia, no sedatives, delirium prevention, early mobilisation; chronic failure — LTOT, domiciliary NIV, rehabilitation. Set the ceiling of care early by function, frailty, cognition, comorbidity and wishes — never age — and record whether NIV is a bridge or the ceiling; palliate refractory breathlessness with opioids, benzodiazepines and a fan.
  • Updates: SOHO (NEJM 2026; 1116 patients) — identical 28-day mortality (14.6%) with HFNO and standard oxygen, tempering FLORALI; ESICM 2023 still prefers HFNO in hypoxaemic failure not due to oedema or COPD; keep SpO2 above 92% and below 98% (oximeter error −3% to +1%); awake proning is used selectively; the 2023 global ARDS definition accepts SpO2/FiO2 ≤315 and patients on HFNO ≥30 L/min — useful in resource-limited Indian settings.

Condensed by GeriClinics from the detailed answer below, with no new facts added.

6.

Respiratory Failure — Types, Causes and Management 15 marks Pathy's addresses respiratory failure within the chapters on ageing of the respiratory system, COPD and pneumonia rather than as a stand-alone chapter; the answer below builds on that material and standard ERS/ATS and ESICM guidance.

High-Yield Points

Definition and Types

1.

Definition: failure of the respiratory system to maintain adequate gas exchange, defined on arterial blood gas as PaO2 <60 mmHg (8 kPa) breathing room air, with or without PaCO2 >50 mmHg (6.7 kPa).

Type Blood gas Mechanism Typical causes

Type 1 ↓PaO2, normal or ↓PaCO2; V/Q mismatch and shunt; diffusion Pneumonia, pulmonary oedema, (hypoxaemic) widened A–a gradient impairment ARDS, pulmonary embolism, ILD, pneumothorax, COVID-19 Type 2 ↓PaO2 with ↑PaCO2; A–a Alveolar hypoventilation — won't COPD exacerbation, opioids and (hypercapnic / gradient normal if purely breathe, can't breathe, or increased sedatives, obesity hypoventilation, ventilatory) hypoventilation dead space neuromuscular disease, kyphoscoliosis, severe asthma (late)

Type 3 Mixed Atelectasis from reduced FRC and Post-operative, especially upper (perioperative) abdominal splinting after surgery abdominal and thoracic surgery in the elderly Type 4 Mixed Respiratory muscle hypoperfusion; Cardiogenic, septic or hypovolaemic (shock) ventilation used to redistribute blood shock flow

3.

Acute vs chronic vs acute-on-chronic. Acute develops over minutes to hours with an uncompensated respiratory acidosis (low pH, normal bicarbonate). Chronic develops over days to years with renal compensation — raised bicarbonate and near-normal pH. Acute-on-chronic shows a raised bicarbonate with an acidotic pH and is the commonest pattern seen in an elderly COPD patient in the emergency room.

Why the Elderly Are Predisposed

4.

Structural: loss of elastic recoil, alveolar enlargement, air trapping and hyperinflation; kyphosis and rib-cage stiffening reduce chest wall compliance and total lung capacity; loss of diaphragm curvature and respiratory muscle mass.

5.

Physiological: higher respiratory rate with lower tidal volume → increased work of breathing → reduced exercise tolerance; closing volume encroaches on tidal breathing, worsening V/Q mismatch; blunted ventilatory response to hypoxia and hypercapnia means the older patient decompensates suddenly and without warning.

6.

Clinical: lung "inflammageing", impaired cough and mucociliary clearance, sarcopenia of respiratory muscles, malnutrition, polypharmacy (sedatives, opioids, antipsychotics) and multimorbidity.

Clinical Features

7.

Hypoxaemia: dyspnoea, tachypnoea, tachycardia, restlessness, confusion, central cyanosis (appears only when reduced haemoglobin >5 g/dL, so it is unreliable in anaemia), arrhythmias, and in chronic hypoxaemia — polycythaemia, pulmonary hypertension and cor pulmonale.

8.

Hypercapnia: headache (worse in the morning), warm peripheries with a bounding pulse, flapping tremor (asterixis), papilloedema, drowsiness progressing to CO2 narcosis and coma. In the elderly, delirium may be the only sign.

9.

Signs of exhaustion demanding urgent escalation: inability to speak in sentences, use of accessory muscles, paradoxical abdominal movement, a falling respiratory rate with worsening gases, and a deteriorating conscious level.

Investigations

10.

Arterial blood gas is mandatory — pulse oximetry cannot detect hypercapnia and is unreliable in poor perfusion, anaemia and darker skin pigmentation. Calculate the alveolar–arterial gradient to separate hypoventilation (normal gradient) from V/Q mismatch or shunt (widened gradient).

11.

Add chest radiograph, ECG, full blood count, urea and electrolytes, blood glucose, CRP, cultures, and where relevant D-dimer or CTPA, BNP, echocardiography, spirometry, sleep study, and drug levels or toxicology.

Management — General Principles

12.

Treat the underlying cause — antibiotics for pneumonia, bronchodilators and steroids for COPD, diuretics for pulmonary oedema, anticoagulation for PE, naloxone for opioid toxicity, drainage of pneumothorax.

13.

Oxygen therapy is a drug and must be prescribed with a target range. Target SpO2 94–98% in most acutely ill patients, but 88–92% in those at risk of hypercapnic respiratory failure (COPD, obesity hypoventilation, kyphoscoliosis, neuromuscular disease). Pathy's warns of "a small but definite risk in giving too much oxygen to a patient with long-standing CO2 retention", causing depressed hypoxic drive, increased coronary and cerebral arterial resistance, and worsened acidosis. Delivery: nasal prongs 1–6 L/min, simple face mask 6–10 L/min, Venturi mask for controlled FiO2, non-rebreather reservoir mask at ≥15 L/min in emergencies.

14.

Non-invasive ventilation (NIV/BiPAP) is the treatment of choice for acute hypercapnic respiratory failure. Start when pH <7.35 with PaCO2 >45 mmHg despite maximal medical therapy. It reduces mortality, need for intubation and length of stay, and is strongly evidence-based in COPD exacerbation and cardiogenic pulmonary oedema (where CPAP is equally effective). Typical settings: IPAP 10–16 cmH2O, EPAP 4–6 cmH2O, titrated by gases at 1 and 4 hours. Contraindications: respiratory arrest, facial trauma or surgery, vomiting, inability to protect the airway, haemodynamic instability, undrained pneumothorax, agitation or a low GCS.

15.

High-flow nasal oxygen (HFNO) delivers heated humidified gas up to 60 L/min with an FiO2 of 0.21–1.0. It washes out nasopharyngeal dead space, generates a small PEEP effect, improves secretion clearance and is far better tolerated than a mask. The ERS 2022 guideline suggests HFNO over conventional oxygen and over NIV in hypoxaemic ARF, HFNO over conventional oxygen during breaks from NIV, and — importantly — NIV should be tried first in COPD with hypercapnic ARF. Pathy's already notes HFNO as "safe and effective in exacerbated COPD patients with both normocapnic and hypercapnic insufficiency", and specifically valuable where there is a do-not-intubate order or where intermediate care is needed outside the ICU.

16.

Invasive mechanical ventilation when non-invasive support fails or is contraindicated: for ARDS use lung-protective ventilation — tidal volume 6 mL/kg predicted body weight, plateau pressure <30 cmH2O, appropriate PEEP, and prone positioning for severe ARDS. Permissive hypercapnia is acceptable provided pH stays above about 7.20.

17.

Adjuncts: chest physiotherapy and secretion clearance, cautious fluid balance (restrictive in ARDS without shock), nutrition, VTE prophylaxis, treatment of anaemia, avoidance of sedatives, delirium prevention and early mobilisation to prevent ICU-acquired weakness.

18.

Chronic respiratory failure: long-term oxygen therapy for chronic hypoxaemia; domiciliary NIV for persistent daytime hypercapnia after a COPD admission, obesity hypoventilation syndrome, kyphoscoliosis and neuromuscular disease; pulmonary rehabilitation and nutritional support.

Ethical and Geriatric Dimension

19.

Decide the ceiling of care early and explicitly. Base it on premorbid functional status, frailty (Clinical Frailty Scale), cognition, comorbidity and the patient's own wishes — never on chronological age alone. Document whether NIV is being used as a bridge to recovery or as the ceiling of treatment, and record any advance directive.

20.

Prognosis and palliation: outcomes in the elderly are driven by the underlying diagnosis and premorbid function rather than age. Where reversal is not achievable, provide opioids and benzodiazepines for refractory breathlessness, a fan to the face, positioning, and early palliative care involvement.

Latest Updates (2023–Present)

SOHO trial (NEJM, March 2026) — the largest randomised comparison to date (1116 patients with PaO2/FiO2 ≤200, respiratory rate >25 and pulmonary infiltrates) found identical 28-day mortality of 14.6% with high-flow nasal oxygen and with standard oxygen. This tempers the enthusiasm generated by FLORALI (2015) and has prompted a re-evaluation of HFNO as an automatic first-line therapy: it remains valuable for comfort and for reducing intubation in selected patients, but a mortality benefit is not established.

ESICM 2023 ARDS guideline retained the recommendation that patients with acute hypoxaemic respiratory failure not due to cardiogenic pulmonary oedema or COPD exacerbation should receive HFNO in preference to conventional oxygen therapy.

Oxygen targets: current consensus is to avoid both hypoxaemia and hyperoxia — maintain SpO2 above 92% and below 98% in acute hypoxaemic failure, recognising that oximeter error ranges from −3% to +1% against true arterial saturation and is greater in darker skin pigmentation, anaemia and poor perfusion. Awake prone positioning, established during COVID-19, is now used selectively in non-intubated hypoxaemic patients, though tolerance is limited in frail and cognitively impaired older adults. ARDS definition: the new global definition (2023) permits diagnosis using SpO2/FiO2 ≤315 and includes patients on HFNO ≥30 L/min, extending the diagnosis to resource-limited settings where arterial gases and ventilators are scarce — directly relevant to Indian practice.

Current Practice Update

Issue Textbook position (Pathy's 6e) Current evidence (2023–2026)

Oxygen target in COPD Target saturations of about 88–92% Unchanged and firmly established NIV threshold Consider if pH <7.35 despite maximal therapy Unchanged; NIV remains first-line in hypercapnic ARF and is tried before HFNO in COPD High-flow nasal oxygen Noted as safe and effective; useful with do-not- Preferred over conventional oxygen in intubate orders hypoxaemic ARF, but SOHO (2026) found no mortality benefit ARDS diagnosis Berlin definition (PaO2/FiO2, requires arterial gas New global definition 2023 allows SpO2/FiO2 and PEEP) ≤315 and HFNO-supported patients Decision-making Full functional and social assessment before Formal frailty scoring and advance care hospital-at-home planning now embedded in escalation decisions Examiner's Tip Open with the numerical definition (PaO2 <60 mmHg ± PaCO2 >50 mmHg) and immediately draw the type 1/type 2 table — that table alone carries several marks. Show you can interpret gases: "A raised bicarbonate with an acidotic pH indicates acute-on-chronic failure." Quote the two thresholds examiners listen for: oxygen target 88–92% in the CO2 retainer and NIV when pH <7.35. Then add the geriatric distinction: "The ageing lung has a blunted ventilatory response to hypoxia and hypercapnia, so the older patient decompensates abruptly and delirium may be the only sign of CO2 retention." Finish with the ceiling-of-care sentence — based on frailty and patient wishes, never on age.

How was your recall?

Rating marks the question complete. “Need another pass” also adds it to your bookmarks.

References

Spotted an error or something out of date?Report a problem with this page